How To Check And Verify The Regulatory Status On The Financial Conduct Authority - Doo Prime News
Doo Prime News > Education > How To Check And Verify The Regulatory Status On The Financial Conduct Authority

A successful trading firm or organization needs good regulation under professional financial authority. Professional licensure not only ensures firms and organizations operate activities in a safe and secure way, but also protects clients’ rights. Therefore, license verification is important. We would like to share with you how to undergo the process. 

As a leading global financial services group with financial technology as its core, Doo Prime’s holding company, Doo Group holds multiple financial services licenses granted by the world’s top financial regulatory authorities. In 2019, Doo Clearing Limited was authorized by the Financial Conduct Authority (FCA), United Kingdom (UK), under the firm reference number 833414.  

In order to safeguard clients’ funds and assets, the FCA requires licensed firms to have adequate systems or measures to ensure strict segregation of clients and company funds. It is also responsible for promoting healthy market competition and maintaining market integrity.  

Established in 2013, the FCA is one of the most respected authorities in the trading industry. Firms and individuals must be authorized by the FCA to conduct regulated financial services and offer credits to consumers in the UK.  

The regulation by the FCA ensures that all financial firms in the UK are well-regulated under their strict supervision. It oversees the way firms deal with their clients. Accordingly, it is important to truly identify and verify the authenticity of the authorization issued by the FCA.  

How to identify and verify financial firms regulated by the FCA: 

You may perform the verification through a search on FCA Financial Services Register. Let’s use Doo Clearing Limited as an example here.

Step 1: Please visit the FCA’s official website at www.fca.org.uk 

Step 2: Please click on “Financial Services Register”.  

Step 3: You will be redirected to the “Financial Services Register” page. Please type “Doo Clearing Limited” or “833414” into search by name or reference number field, and click “Firms” followed by “Search”.  

Step 4: The search result on Doo Clearing Limited will be shown, including firm details and status, clients’ protections and supports, restrictions, activities and services.  

Under the regulation of the FCA, Doo Group and all its entities strictly adhere to the relevant regulatory requirements, ensuring every trading transaction is safe and secure.  

A properly certified broker will have these legal details shown and detailed on the FCA Register when one performs the check. 

Doo Prime will continue to provide safe, reliable and professional services to our valued clients under the regulation of the top financial regulator.  

| About Doo Group  

Doo Prime’s holding company Doo Group, is a leading global financial services group with financial technology as its core. Doo Group strives to provide professional investors with global CFD trading products in Securities, Futures, Forex, Commodities, Stock Indices, and Funds. At present, Doo Group is delivering the finest trading experience to more than 40,000 professional clients, with over 1 million trade orders fulfilled each month.  

Doo Group entities respectively holds the relevant financial regulatory licenses in Seychelles, Mauritius, and Vanuatu with operation centers in Dallas, Sydney, Singapore, Hong Kong, Dubai, Kuala Lumpur, and other regions.  

With robust financial technology infrastructure, well-established partnerships, and an experienced technical team, Doo Group boasts a safe and secure trading environment, competitive trading costs, as well as deposit and withdrawal methods that support 10 different currencies. Doo Group also incorporates 24/7 multilingual customer service and extremely fast trade execution via multiple industry-leading trading terminals such as MT4, MT5, TradingView, and InTrade, covering over 10,000 trading products.  

Doo Group’s vision and mission are to become a financial technology-focused broker, streamlining international global financial products investment.   

For more information about Doo Group, please contact us at:  

Phone:  

Europe : +44 11 3733 5199  

Asia : +852 3704 4241   

Asia – Singapore: +65 6011 1415  

Asia – China : +86 400 8427 539  

E-mail:     

Technical Support: [email protected]  

Sales Representative: [email protected]   

Forward-looking Statements  

This article contains “forward-looking statements” and may be identified by the use of forward-looking terminology such as “anticipate”, “believe”, “continue”, “could”, “estimate”, “expect”, “hope”, “intend”, “may”, “might”, “plan”, “potential”, “predict”, “should”, or “will”, or other variations thereon or comparable terminology. However, the absence of such terminology does not mean that a statement is not forward-looking. In particular, statements about the expectations, beliefs, plans, objectives, assumptions, future events, or future performance of Doo Prime will be generally assumed as forward-looking statements.   

Doo Prime has provided these forward-looking statements based on all current information available to Doo Prime and Doo Prime’s current expectations, assumptions, estimates, and projections. While Doo Prime believes these expectations, assumptions, estimations, and projections are reasonable, these forward-looking statements are only predictions and involve known and unknown risks and uncertainties, many of which are beyond Doo Prime’s control. Such risks and uncertainties may cause results, performance, or achievements materially different from those expressed or implied by the forward-looking statements.   

Doo Prime does not provide any representation or warranty on the reliability, accuracy, or completeness of such statements. Doo Prime is not obliged to provide or release any updates or revisions to any forward-looking statements.  

Risk Disclosure  

Trading in financial instruments involves high risks due to the fluctuation in the value and prices of the underlying financial instruments. Due to the adverse and unpredictable market movements, large losses exceeding the investor’s initial investment could incur within a short period of time. The past performance of a financial instrument is not an indication of its future performance.  Investments in certain services should be made on margin or leverage, where relatively small movements in trading prices may have a disproportionately large impact on the client’s investment and client should therefore be prepared to suffer significant losses when using such trading facilities.    

Please make sure you read and fully understand the trading risks of the respective financial instrument before engaging in any transaction with Doo Prime’s trading platforms. You should seek independent professional advice if you do not understand any of the risks disclosed by us herein or any risk associated with the trade and investment of financial instruments. Please refer to Doo Prime’s Client Agreement and Risk Disclosure and Acknowledgement Notice to find out more.  

Disclaimer  

This information is addressed to the general public solely for information purposes and should not be taken as investment advice, recommendation, offer, or solicitation to buy or sell any financial instrument. The information displayed herein has been prepared without any reference or consideration to any particular recipient’s investment objectives or financial situation. Any references to the past performance of a financial instrument, index, or a packaged investment product shall not be taken as a reliable indicator of its future performance. Doo Prime and its holding company, affiliates, subsidiaries, associated companies, partners and their respective employees, make no representation or warranties to the information displayed and shall not be liable for any direct, indirect, special or consequential loss or damages incurred a result of any inaccuracies or incompleteness of the information provided, and any direct or indirect trading risks, profit, or loss arising from any individual’s or client’s investment. 

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